Securities Law: Selected Statutes and Regulations
Securities Law: Selected Statutes and Regulations contains the text of federal laws and regulations in the area of securities as published by the United States Government Printing Office on the FDSYS website. The currency of each law and regulation can be found in its header block. The editors have endeavored to gather all relevant laws, rules and regulations related to this area of law, including Securities Act of 1933, The Securities and Exchange Act of 1934, the Investment Company and Investment Advisors Acts of 1940, Sarbanes-Oxley, Dodd-Frank and the regulations and forms promulgated under them. It also contains the Attorney Standards of Conduct in this area. It is intended to be used primarily as a statutory supplement for law students and legal scholars in academic settings, although practitioners in this area of law will also find it useful.
Due to the large size of this book, it has been divided into four separate download files. Volume One contains the Securities Act of 1933 and the regulations promulgated under it. Volume Two contains the Securities Exchange Act of 1934 and the regulations associated with it. Volume Three contains the Investment Company and the Investment Advisors Acts of 1940 and their regulations. Volume Four contains the Sarbanes-Oxley and Dodd-Frank Laws as well as the Attorney Standards of Conduct.